Brian Dawidowicz and Nick Fragoso are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in all U.S. States with the exception of Tennessee. No offers may be made or accepted from residents of Tennessee. Advisory services offered through Royal Alliance Associates, Inc., a Registered Investment Advisor not affiliated with San Diego Tax & Wealth Management. Tax services offered through San Diego Tax & Wealth Management, not affiliated with Royal Alliance Associates. Royal Alliance Associates does not offer tax advice.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
PLEASE NOTE: The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information and programs made available through this website. When you access any of these websites, you are leaving our web site and assume total responsibility and risk for your use of the websites you are linking to.